Job Description
Key Responsibilities
• Prepare suitability reports and ATRs, using templates provided, for a wide variety of advice types.
• Ensure all tasks are completed in line with company policy and procedure.
• Carry out technical research on existing and newly recommended products
• Maintain awareness of, and act in accordance with all compliance and legislative obligations
Minimum Requirements
• Minimum qualification of CII Diploma in Financial Planning, or equivalent, required.
• Financial services experience necessary – Specific experience in writing suitability reports and producing research is necessary.
Key Skills
• Understanding of a variety of Financial Planning processes
• Able to work within defined business processes
• Ability to achieve agreed outcomes without supervision
• Detailed and accurate
• Ability to multitask and prioritise effectively
• Excellent report writing skills
• Ability to work independently and within a team