Job Description:

A highly experienced Compliance Manager required.

Minimum 6 years experience in Compliance with a Wealth / Investment Management Background.

To support the business to identify any control gaps and risks

First week onsite, then fully remote working 

Job Description:

Providing DSAR responses in relation to CMC and responding to customers requests for information.

First week onsite followed by remote working

Job Description:

A minimum of 3 years risk management experience and can work through an existing Risk Register

Working with the business to agree actions to close down/expediate risks

First week onsite followed by fully remote working

Data Analysts required to analyse, transfer and merge data from multiple files

Reviewing PDFs and ensuring data is captured correctly onto spreadsheets

Experienced in diligent data inputting

Proficient in Excel and Sharepoint

Job description:

Working different complaint types across the team, including conducting detailed investigations and writing final response letters.

Location:

You will be required to work 4 weeks onsite in Bracknell for training and sign off and then hybrid working of 3 days per week on client site.